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TERMS OF REFERENCE

Capacity Development on and Improvement of the Human Security Monitoring System[1]

1. Background

In 1995, UNDP launched the Crimea Integration and Development Programme (CIDP) in response to the increasing risk of violent conflict in Crimea between the resident population and the recently returned Formerly Deported People. In 2004, CIDP’s mandate was renewed with the objective to foster sustainable human development in a manner that contributes to the maintenance of peace and stability in Crimea through initiatives aimed at preventing interethnic violence and enhancing peaceful coexistence among different ethnic groups.

As a joint initiative of the international donor community, CIDP pursues an integrated regional development approach that addresses some of the key conflict risk factors by contributing to the improvement of the socio-economic conditions of the population, supporting positive collaborative experiences between different ethnic groups, promoting good governance, tolerance education and minority language rights and supporting mechanisms for dialogue and consensus-building.

The main programme components are

- Democratic governance: (i) community-driven development, (ii) support to the development of an integrated strategic planning and public expenditure management system and (iii) public services reform;

- Economic development: (i) support to the development of a market-driven agricultural cooperative sector and (ii) business environment reform

- Promoting tolerance through the education system

- Strengthening capacities for social cohesion and inter-ethnic consensus building in Crimea

Operating at the highest level of policy-making in the Autonomous Republic of Crimea (ARC), CIDP’s Project on strengthening capacities for social cohesion and inter-ethnic consensus building in Crimea complements the other programme components by combining an early warning type system with dialogue-oriented processes institutionalized in the form of the Crimean Human Security Council (HSC).

In October 2006 the Human Security and Development Council was re-established as a consultative body under the Speaker of the Verkhovna Rada of the ARC. The primary focus of CIDP’s assistance over the next two years will be on strengthening the Human Security Council as a platform for dialogue and consensus-building while further enhancing the monitoring system, particularly in terms of the quality of reporting, comparability of data between reports, timeliness, transparency, and the utilization of the reports by the ARC participants in the policy-making system.

Dialogue processes have to be designed and implemented on the basis of a sound political, economic and social analysis of the country/community context. Therefore, to the extent that the Human Security Reports are perceived as presenting an objective picture of the situation, they will continue to play a key role in facilitating the deliberations during Council meetings. Recently, in an attempt to better serve the needs of the members of the Council, it was decided to split the Human Security Reports into two different types of reports, i.e. Quarterly Monitoring Reports and Occasional Policy Papers. Whereas the Monitoring Reports will focus on regularly presenting trends and indicators, the Occasional Papers will focus on specific policy issues, such as land reform, minority language rights etc, and provide policy recommendations to the ARC authorities on the basis of full-fledged policy analysis.

2. Overview of Purpose and Objectives

This assignment aims at (a) improving the methodology for the development of the Monitoring Reports, starting with the data gathering approach, the revision of the indicator framework that is being used for the report preparation, the report format and dissemination, and (b) strengthening the capacity of the research organizations sub-contracted to effectively assist in the production of the Monitoring Reports and, to some extent, other local research organizations. CIDP has been supporting monitoring of the situation based on a set of indicators for some time and considerable experience has been accumulated. However, since the current indicator framework and reporting format has evolved over time, it is felt that it needs to be more systematically reviewed together with the representatives of the Council and the local research organization preparing the reports. The monitoring reports (unlike the Occasional Papers) should be highly structured and follow a strict format that make it easy to use and follow trends over time by the Council members. The Occasional Papers should provide policy analysis and policy research on a particular topic as determined by the Council Members.

For the reasons stated above, CIDP seeks to engage the services of an experienced expert or organization (henceforth ‘Consultant’), which will lead the revision of the methodology for the Monitoring Reports, including the monitoring report format and the indicator framework, provide support and quality assurance for report preparation as well as train and coach the research organization sub-contracted for the preparation of the reports.

3. Scope of Work and Tasks

The scope of work consists of two phases:

Phase 1: Revision of the methodology for the Monitoring Reports (including the indicator framework and report format), training and preparation of a monitoring report (26 – 28 days between September – October 2007)

Phase 2: Backstopping the preparation of subsequent monitoring reports (3 days every quarter between November 2007 – December 2008)

The Consultant will work in close cooperation with CIDP’s Analytical Unit, the local research organization sub-contracted for the preparation of the reports (hereinafter referred to as research organization), the members of the Human Security Council and other relevant Crimean stakeholders.

The consultant should closely collaborate with other consultants contracted under this project[2] in order to ensure consistency of approaches, etc.

Occasionally the Consultant will have to report to the Project Working Group established at the Verkhovna Rada.

Progress made shall be reported to the CIDP International Programme Coordinator upon request.

The Consultant will receive an electronic version of all required documentation before the start of the mandate.

The main tasks of the Consultant are as follows:

Phase 1: Revision of the methodology for the Monitoring Report (including indicator framework and report format), training and preparation of a monitoring report.

Task 1.1: Preparation (3 days, home-based)

  • Study the existing human security monitoring reports (hereinafter referred to as Reports), discuss them with the designated CIDP specialists and provide initial comments and observations on the existing methodology and possible avenues for improvement. .

Task 1.2: Revision of the monitoring system and training (8-10 days, 1st mission to Crimea)

  • Meet with some of the Human Security Council members in order to obtain a better understanding of the situation, and the specific needs of the Council members in making full use of the Monitoring Reports.
  • Organize a participatory conflict analysis with the Council Members to map conflict risks factors, and, on this basis, develop relevant indicators (including from a gender perspective) to be monitored over time.
  • Revise, in cooperation with the research organization, the approach to situation analysis, a system of indicators, the tools for measuring the indicators and gathering data (including the use of official statistics, public opinion polls and event data monitoring) and reporting format based, on a mapping of conflict risk factors.
  • Conduct a 2-day-training workshop and subsequent coaching for the staff of the research organization, in the course of which the new indicator system and format will be tested.
  • It is expected that the development of the new system will be highly participatory, involving both the research organization as well as some of the Council Members. It is important that the research organization feels comfortable with the new format both in terms of its appropriateness to the situation in Crimea as well as in terms of the organization’s ability to apply the new system.

Task 1.3: Support to the preparation of the monitoring report (3 days, home-based)

  • Remotely backstop the preparation of the monitoring report through email and telephone conferences (e.g. review of draft; backstopping on the methodology; data gathering process; etc).

Task 1.4: Finalization of the revised monitoring system and support to the finalization of the monitoring report (5 days, 2nd mission to Crimea)

  • The process of finalizing the report should be used to test the new system and to obtain feedback from the research organization and selected Council members.
  • Support the research organization in finalizing the monitoring report.
  • Finalize the revised monitoring system.
  • Agree with the research organization on the procedure for providing ongoing support to report preparation.
  • Additional training if required.

Task 1.5: Policy analysis training (7 days, 2nd mission to Crimea)

  • Needs assessment and design of two partly overlapping training programmes on policy analysis, policy research and collaborative policy-making: (1) an intensive two-day training programme for the sub-contracted research organizations, specifically focused on increasing the capacity for the preparation of the Occasional Papers and Monitoring Reports and (2) a more limited one-day programme for a wider audience, such as Crimean 'think tanks', research organizations, key advisors to the Council members etc.
  • Implementation of the training programmes

Phase 2: Backstopping the preparation of subsequent monitoring reports

Task 2.1: Ongoing backstopping of report preparation (3 days every quarter until the end of 2008, partly home-based / mission to Crimea)

  • Backstop the preparation of the monitoring reports through email and telephone conferences as well as additional missions to Crimea by providing comments on and assisting in revising the methodology and improving the monitoring reports; coaching the local research organization by distance.
  • Participate in the presentation of the monitoring report to the project working group and the expert group of the Human Security Council; assist in adjusting the report to comments they provide if necessary and appropriate.
  • Prepare a one page executive summary of each report for an international target audience.

4. Modalities of Interaction between the Consultant, CIDP and the research organization

CIDP is ultimately responsible for the quality of the research product, which is prepared for the Human Security Council.

In order to carry out the research and ensure its quality, CIDP has sub-contracted a local research organization and the Consultant. Both parties are perceived by CIDP as equal partners complementing their comparative advantages and competencies — the methodological expertise of the Consultant and the local knowledge of the of the research organization.

The monitoring report is considered approved if all parties, i.e. the Consultant, the research organization and the designated CIDP specialist agree to it. The latter signs the certificate of acceptance of the final product only upon endorsement agreed upon by both the Consultant and the research organization; after which both will be paid. The Consultant shall participate in all key discussions and his/her opinions will be fully reflected in the Report. All electronic correspondence should be copied to the designated CIDP specialist.

In case disagreement between the Consultant and the research organization can not be resolved, the final decision will be made by the CIDP specialist.

The research organization will provide the Consultant with all requested information which is at its disposal and shall make every effort to obtain it in case the data are not readily available.

5. Deliverables

  • Revised methodology and indicator system, based on a mapping of conflict risk factors;
  • Conflict analysis workshop delivered
  • Tools for data gathering and measuring the indicators, including use of official statistics, public opinion polls and event data monitoring;
  • Revised report format;
  • Training plan and brief report on the training, including feedback received and recommendations for follow up
  • Comments on each Quarterly Monitoring Report until the end of 2008;
  • Executive summary of 1 – 2 pages of each Quarterly Monitoring Report until the end of 2008 for an international target audience.

6. Qualifications

The Consultant should have the following qualifications:

  • Relevant academic background.
  • At least 10 years of experience in early warning, conflict analysis and monitoring, policy analysis and research, the development of data gathering and indicator systems for policy analysis, public opinion polling and event data analysis.
  • At least 5 years working experience in Eastern Europe or the FSU; familiarity with the situation in Ukraine and Crimea would be an asset.
  • Excellent English language skills; working knowledge of Russian would be a strong asset.
  • Experience in conducting training and facilitation national processes
  • Experience of undertaking this type of programme for the UN/UNDP would be an asset

7. Contact and Application Process

The vacancy is open for both national and international experts / organizations. Consultants are encouraged to apply to more than one open vacancy if they have the required expertise.

Experts are requested to submit

  • A cover letter describing their understanding of the task and how their qualifications and experience relates to them.
  • An updated CV.
  • A relevant working sample prepared by them or with their participation. In the latter case, applicants are requested to specify the exact role in preparing those reports.

The application should be submitted by e-mail to: vacancy@undp.crimea.ua.

Organizations interested in participating in the tender should download full instructions from http://www.undp.crimea.ua/eng/tender/.

For additional information, please contact Sascha Graumann, CIDP International Programme Coordinator, at sascha.graumann@undp.org.

The deadline for submission of applications is September 3, 2007.

Applicants will be contacted only if they are under serious consideration.



[1] Services to be provided within the framework of the CIDP Human Security Project, output 2.1 and 2.3., 3.3

[2] Technical assistance to this project will be provided in the framework of four closely linked short-term assignments, i.e. (1) Capacity Development of the Human Security Council, (2) Capacity Development on and Improvement of the Human Security Monitoring System, (3) Capacity Development on and Support to the Preparation of Occasional Policy Papers for the Crimean Human Security Council and (4) Capacity Development of Key Advisors of the Human Council Members and Staff in Analytical Departments of the Government, Political and Civil Society Groups trained in policy analysis the Human Security Council


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